Top Tens – History: Top 10 Types of Empire (6) Hydraulic Empire

Hapi, god of the flooding of the Nile (public domain image)

 

 

 

(6) HYDRAULIC EMPIRE

The memorable phrase coined by German-American historian Karl Wittfogel to characterize “Oriental despotism” as essentially different from the polities of the Western world – although his hydraulic empires “were neither all located in the Orient nor characteristic of all Oriental societies”

Its fundamental feature is a social and governmental structure that maintains power and control through exclusive control over access to water – typically flood control and irrigation – and hence tending towards “despotism” in the form of highly centralized and hierarchal state power as well as specialized bureaucracy.

“According to Wittfogel, most of the first civilizations in history, such as Ancient Egypt, Mesopotamia, China, India, and Pre-Columbian Mexico and Peru, are believed to have been hydraulic empires. Most hydraulic empires existed in arid or desert regions, but imperial China also had some such characteristics, due to the exacting needs of rice cultivation. The Maurya Empire in India was classified by Wittfogel as a grandiose Hydraulic Economy”.

And so on. “The typical hydraulic empire government, in Wittfogel’s thesis, is extremely centralized, with no trace of an independent aristocracy – in contrast to the decentralized feudalism of medieval Europe”. Hence Oriental despotism – his most famous claim is “that climate in the Orient led to despotic rule”.

How well his thesis holds up is another matter. It has its critics, with a common criticism essentially posing the chicken or egg question, but with respect to which came first out of centralized state power or hydraulic control.

However, it is a phrase that sticks in one’s mind after reading it, prompting other thoughts and theories. Electric empire, anyone? I have a pet theory that plumbing is the basic indicia of civilization – at least up until electricity arguably replacing it as the indicia of modern civilization, or refrigeration and ice as the quixotic protagonist of The Mosquito Coast claimed.

Or I remember my father opining that the car economy – that cars and ancillary industries or services were the fundamental core of modern industrial economy – gave way to the computer economy, which is not too much different from the various phases proposed for the Industrial Revolution.

The Wikipedia article for hydraulic empire – admittedly my primary reference point which I’ve quoted here as I did not happen across the term directly from Wittfogel’s book – notes the parallel concept of river valley civilizations and the similarly parallel Marxist concept of Asian mode of production.

In his book Against the Grain (which I have read), James C Scott goes even further as he strikingly argues that despotism was ingrained in all states from their very foundations in grain agriculture as an instrument and means of state control, depending on various degrees of forced labor or extraction.

Top Tens – History: Top 10 Empires (Revised: New Meteoric Rise Rankings) (5) Spanish Empire

 

The Spanish Empire at its greatest extent in 1790 (albeit with claims exceeding its control) by Nagihuin for Wikipedia “Spanish Empire” and licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(5) SPANISH EMPIRE (1492 – 1976)

 

The first global empire and the original “empire on which the sun never sets”.

The Pope literally divided the world up between them and the Portuguese in the 1494 Treaty of Tordesillas, although only after Portugal nudged the line further west to party it up in Brazil. Other European nations disagreed with the papal division of the world.

The Spanish Empire owed its global extent to its ‘discovery’ and conquest of the Americas from 1492 – a perfect storm of history as the Spanish royal sponsorship of Columbus coincided with the template for conquest from the Reconquista retaking the last Islamic stronghold in Spain.

Alexander the Great was reputed to have lamented that there were no new worlds to conquer (likely apocryphal) – the Spanish discovered one and conquered it. And whatever else one may think of the conquistadors, they exceeded Alexander and anyone else for a feat unparalleled in military history – remarkable in just how few Spanish forces conquered such large areas and populous empires numbering in the millions, crowned by their conquest of the Aztec and Inca Empires.

From there, they were the first to circumnavigate the world with Magellan’s expedition in 1522, although Magellan himself died en route from a nasty overdose of native spears and swords in the Philippines. So of course the Spanish claimed and conquered the Philippines as well, along with other Pacific Ocean islands.

However, they did claim more than they actually controlled in some places such as North America. Much of the modern United States was originally part of the Spanish Empire as attested by place names, but their claims extended well beyond that along the north-west Pacific coastline to Canada and Alaska, where they were ultimately contested by the British and Russians. Even so, the Spanish Empire still ranks as the fifth largest empire by area in history.

The Spanish Empire seemed to rise from one glittering height to another – with a lot of all that glitter indeed as gold and silver from the Americas, propelling it to the first world maritime superpower, and after the naval defeat of the Ottoman Empire at the Battle of Lepanto, arguably the greatest power of the world.

Of course, it was all downhill from there. Part of that was a result of pursuing dynastic Habsburg claims in Europe – it’s odd to think of the Netherlands and parts of Italy as former Spanish territory. Pro tip – you can have a maritime empire, or you can try to dominate Europe, but you can’t do both.

Still, Spain retained its empire, despite being eclipsed by other European powers, until the nineteenth century when it began to decline in spectacular fashion as a casualty of one war after another.

 

 

DECLINE & FALL

 

And how!

You could argue that Spain parallels the Romans in their tenacious decline and fall. Despite what might be called its crises of the sixteenth and seventeenth centuries – and despite its waning power, at sea against England or Britain, and on land against France – it retained its empire until the nineteenth century.

However, the bell then tolled for the Spanish Empire, with the American Revolution (which it supported) and the French Revolution (particularly in the person of Napoleon). The Spanish Empire faced its own American revolution, losing the crown jewel of its empire with most of Spanish America winning independence.

Still, Spain was left a modest mid-tier empire as a nice beachside retirement nest egg, particularly in Cuba and the Philippines – arguably its parallel to the Byzantine continuation of the Roman Empire but skipping past a couple of centuries to that smaller rump Byzantine empire. It even briefly regained the Dominican Republic, as its parallel to the reconquests of Justinian or Basil.

And then it fell foul of the American Revolution again, this time in the form of the United States all grown up as the rising world power at the dawn of the twentieth century. The United States was looking around at empires and decided to take Spain’s for a test drive in the Spanish-American War.

Spain lost the Philippines, Puerto Rico and Guam to the United States, as well as Cuba to quasi-independence (effectively as an American colony). Reading the writing on the wall with respect to retaining any Pacific territory, Spain sold its other Pacific island territories to that other rising power of the twentieth century, Germany.

That left Spain with just the bottom-tier empire of its African territories – small outposts in Africa like Fernando Poo in Equatorial Guinea, although it did also expand into the territory known as Spanish Sahara. Pro tip – if your empire consists of places like Fernando Poo and anywhere with the Sahara in it, it’s time to get out of the empire game.

And so Spain did, albeit like Portugal only in the 1970s

 

THE SPANISH EMPIRE NEVER FELL

 

On the other hand, Spain technically retains some overseas possessions – the Canary Islands as well as some tiny islands and weird enclave cities in Morocco

But more so, the endurance of Spanish language and place names in the Americas demonstrates that, at least in some cultural sense, the Spanish Empire never fell.

 

METEORIC RISE

 

If I rank the Arab caliphates and their conquests as one of most meteoric rises in history, then I’d have to rank the Spanish Empire as a similarly meteoric rise – although unlike the Arab caliphates, the Spanish Empire continued to expand steadily, and sometimes dramatically, for over two centuries after its meteoric rise.

That is because the core of the Spanish Empire was founded with the conquest of the Aztec Empire by Cortes from 1519 to 1521, and the conquest of the Inca Empire from 1532 to 1572. However, most of the heavy lifting of the latter was done under Francisco Pizarro in the first few years after his capture of the Inca Emperor Atahualpa near the outset of the conquest – or at least prior to his death in 1541. In any event, the forty years of the conquest of the Inca Empire also saw the Spanish Empire consolidate the substantial part of its full extent in South and Central America, as well as in the Philippines – and it would remain much the same for about two centuries after that, when it dramatically expanded its territory or at least its claims in North America.

 

THE SUN NEVER SETS

 

The Spanish Empire was the original empire to make this claim – and mean it literally, although the claim was more memorably (and definitively) made by the British Empire. In influence, it was also a true world empire, reshaping Latin America in its own image.

 

EVIL EMPIRE

 

And how!

The Spanish Empire would be one of the leading contenders people would advance for an entry if one were to compile a Top 10 Evil Empires, primarily due to its apocalyptic destruction of the Americas – although in fairness that was mostly down to one horseman of the apocalypse, pestilence. The death toll is usually tallied in the tens of millions – with many native tribes and their cultures wiped out.

Even setting aside death from disease, the Spanish conquest of the Americas involved atrocity, brutality and cruelty by any standard, including contemporary opinion at the time.

However, many point to what is often called the Spanish Black Legend – a tendency to demonize or vilify the Spanish Empire, as well as Spain (and Catholicism) more generally in history – with at least some fairness to it. After all, it was Spanish advocates such as Friar Bartolomé de las Casas who documented so many of the evils of its empire for history – and Spain was the first in recorded history to pass laws for the protection of indigenous peoples, although the Crown often found it difficult to enforce those laws on its distant and unruly colonists.

And one can’t help but observe the far more substantial mix of indigenous population and culture in the Americas south of the Rio Grande as opposed to north of it – although again in fairness North America had more sparse populations and had higher European immigration.

Top Tens – History: Top 10 Types of Empire (5) World Empire

World map by the Equal Earth projection, which preserves relative size everywhere with a low level of shape distortion except for very near to the poles (public domain image)

 

 

 

(5) WORLD EMPIRE

 

An empire that shaped the world by how large, populous, rich, powerful, or influential it was.

A world empire is not necessarily a global empire – that is, an empire that is global by geographic extent. Few empires are truly global. Of my top ten empires, only two were global – the Spanish Empire, and even more so, the British Empire. For both, it was famously said that the sun never set on them, reflecting their geographic extent – albeit the British Empire borrowed the same phrase from the Spanish Empire, which in turn adapted similar phrases in usage from the Persian and Roman Empires.

You really only have global empires from the European maritime empires and those argued to be their successors – and not even all of them. Yes, I’d rank the French colonial empire as a global empire, but not the Belgian, Italian or German empires – although I’d give a pass (barely) to the Dutch empire as global due to the extent of its maritime trade, if not its actual colonial possessions.

Yes, I’d argue that a world empire has to be large, if not necessarily global in extent. By that criteria alone, three of my top ten empires rank among the ten largest empires in history and hence might be ranked as world empires – the Mongol Empire, the Chinese Qing Empire, and the Arab caliphates, with the Mongol Empire and Arab caliphates also having an impressive geographic range coming reasonably close to global extent.

But yes, I’d argue that the other criteria might count for as much or more.

Indeed, a competing measure of the largest empires by history is not by their area but by estimated percentage of contemporary world population. By that criteria, the Qing Empire ranks as the largest empire in history with 37% of the world population in 1800 AD, the Mongol Empire as fourth largest with 31% in 1290 AD, and the Roman Empire as the fifth largest with 30% in 150 AD. Outside the top ten largest empires by proportion of world population, which are mostly Chinese ones, other empires rank impressively – the British Empire with 23% in 1938 AD, the Maurya Empire with 19% in 250 BC, the Macedonian Empire with 15% in 323 BC, the Umayyad Caliphate with 13% in 750 AD, and the Persian Achaemenid Empire with 12% in 450 BC.

One might expect similar percentages of the contemporary world economy, particularly as the size of pre-industrial economies was largely a function of population.

So yes, I’d argue that all my top ten empires were world empires by one measure or another – by size or geographic extent, by population or by economy, and by power or influence,

And yes, that’s including the Macedonian and Maurya empires. Setting aside their proportions of global population or economy which would alone arguably qualify them as world empires, there’s also their enduring influence of Hellenic culture and Buddhism respectively.

Top Tens – History: Top 10 Empires (Revised: New Meteoric Rise Rankings) (6) Persia – Achaemenid Empire

 

Achaemenid Empire (at its greatest extent under Darius the Great 522-486 BC) by Cattette for Wikipedia “Achaemenid Empire” licensed under https://creativecommons.org/licenses/by/4.0/deed.en

 

(6) PERSIA – ACHAEMENID EMPIRE (550 – 330 BC)

 

“The empire that kicked off all the other empires” – the largest empire in history up until that point and first of the world empires, in impact rather than literal global extent. Best known in Western history as the liberators of the Jewish exiles in Babylon and recurring antagonists of the Greeks, not surprisingly reflecting the two predominant sources of Western culture as Judeo-Christian and Greco-Roman.

The Persians originally started off as nomadic vassals of the preceding Median Empire, the extent and nature of which is disputed but apparently laid much of the groundwork for the latter Persian Empire in forming a powerful Iranian state. Cyrus the Great then founded the first Persian or Achaemenid Empire, by rebelling against and supplanting the Medes before then conquering the Neo-Babylonian Empire in Mesopotamia and kingdom of Lydia in Anatolia.

Ultimately the borders of the Persian Empire extended from central Asia, Afghanistan and Pakistan in the east, to the Nile, Black Sea and Balkans in the west – although famously the Greek city states successfully resisted it in the Greek-Persian Wars. It was so big it had four capitals – Babylon, Ecbatana, Susa and Persepolis.

The Persian model of governance – “a successful model of centralized, bureaucratic administration via the use of satraps; its multicultural policy; building infrastructure, such as road systems and a postal system; the use of an official language across its territories; and the development of civil services, including its possession of a large, professional army” – essentially set the template for subsequent empires, particularly in the Middle East – influencing not only the Greeks and Romans, but also the Arabs and the Abbasid Caliphate. For the latter, it “left a dream of the Middle East as a unit, and a unit where people of different faiths could live together.

Its ultimate nemesis was Alexander the Great – apparently an admirer of Cyrus the Great, but who just took the empire from Cyrus’ more pathetic descendant Darius III. Oh well – he wasn’t using it anyway. And the legacy of Cyrus suited Alexander better, including that title of the Great.

However, the first Persian or Achaemenid Empire might have been swept from history, but Persia itself continued to be a seat of empires – it revived under the Parthian and Sassanid empires, both recurring antagonists of the Romans until the Sassanids were conquered by the Arabs. Even then, Persia managed to revive itself under Islamic or Turkic dynasties.

 

 

Standard of Cyrus the Great

 

DECLINE & FALL

 

For tenacity in decline…yes and no. The Achaemenid Empire itself collapsed with indecent haste, conquered by Alexander as he pursued Darius III from one corner of the empire to the next like a Macedonian Terminator. However, the Persians proved quite adept at the long game of reviving themselves while under the nominal satrapy of their conquerors, whom they ultimately overthrew to revive their empire in even more enduring and tenacious form.

 

THE ACHAEMENID EMPIRE NEVER FELL

 

Well yes, the Achaemenid Empire fell rather dramatically to Alexander the Great, but Persia kept bouncing back, the zombie franchise of empires – as the Parthians, Sassanids, Safavids and the ironic ideological empire of the latter day Islamic Republic.

 

METEORIC RISE

 

The archetypal meteoric rise as well as the second most meteoric rise among my top ten empires, in that it rose to close to the full extent or at least the core of its imperial power through its founder Cyrus the Great – in just twenty years from 550 BC to 530 BC.

While it conquered further territory under his successors, notably Egypt under his son Cambyses II and its largest extent under Darius from 522 BC to 486 BC, the empire founded by Cyrus “was the largest empire the world have ever seen to that point” – and was substantially the same empire that endured for about two centuries after him.

 

THE SUN NEVER SETS

 

Persia was the first of a long line of what can be termed world empires, as opposed to global ones – that is, in terms of their enduring influence and impact rather than a literal geographic global extent.

Although interestingly the Persians may well have been the origin of the claim for their empire as the empire on which the sun never sets. According to Herodotus’ Histories, Xerxes made the claim before invading Greece – “We shall extend the Persian territory as far as God’s heaven reaches. The sun will then shine on no land beyond our borders.”

 

EVIL EMPIRE

 

Well, with their mutant armies and war rhinoceri…wait – that was the film 300. Outside of that film’s depictions of the Persian Empire as the Mordor of its time, which reflects Greek accounts of them as antagonists to some degree, the Persians do reasonably well in avoiding the evil empire tag – although obviously they didn’t build and maintain an empire of that size by being nice.

And they do pretty well in their Biblical portrayals, due to Cyrus’ liberation of the Jews from Babylonian exile – while Babylon is immortalized by the Bible as the symbol of evil, Cyrus is praised by it and even hailed as messiah, a term that used to be more generic for one anointed by God.

Top Tens – History: Top 10 Types of Empire (4) Vestigial Empire

What else to illustrate this than Desolation, the fifth and final of the series of paintings The Course of Empire by Thomas Cole from 1833 to 1836 (public domain image)?

 

 

(4) VESTIGIAL EMPIRE

“I will show you fear in a handful of dust”

For me, vestigial empires inhabit that poetic realm somewhere between that handful of dust in T.S. Eliot’s The Wasteland and the desolate statue of Ozymandias in Shelley’s poem – with Matthew Arnold’s Dover Beach thrown in for good measure, that “melancholy, long, withdrawing roar, retreating to the breath of the night-wind, down the vast edges drear and naked shingles of the world”.

As I stated in the introduction to my Top 10 Empires, my particular interest in empires is not so much in their robust rise, but in their decline and fall. However, not all empires are equal in their decline and fall. Some empires seem to collapse almost overnight, but others hold the line over incredible areas or incredible periods of time (or both), even rebounding or bouncing back as a resurgent empire.

It’s those empires that are tenacious in their decline and fall that give rise to those weakened or weakening versions of empire dubbed as vestigial empires – empires that still cling on or remain, but as patchwork pieces or shadows of their former selves, their influence declining and territory shrinking, occasionally down to just the imperial capital itself or close enough to it.

Indeed, an empire may be so vestigial in its decline and fall that it is difficult to identify its final fall.

They tend to leave behind monumental architecture or statuary as their most definitive feature but also a common tongue or lingua franca as well as still-working infrastructure or even institutions, the latter often mired with a decadent or residual elite.

There are many examples in history, but perhaps the archetypal one remains the Roman Empire, including its vestigial eastern half, known to history as the Byzantine Empire, which became a vestigial empire in its own right – one of those examples that essentially declined down to the imperial capital itself.

The vestiges of empire often outlast the empire itself – as with the Roman Catholic Church inheriting the capitol and pontifex as well as many of the trappings and much of the mystique of the western Roman Empire.

Top Tens – History: Top 10 Empires (Revised: New Meteoric Rise Rankings) (7) Arab – Umayyad Caliphate

 

Early Islamic conquests under Muhammad, 622–632 AD (dark brown); Rashidun caliphate, 632–661 AD (light brown); Umayyad caliphate, 661–750 AD (yellow brown) – Wikipedia “Caliphate” public domain image

 

(7) ARAB – UMAYYAD CALIPHATE (661-750 / 756-1031)

 

The Arab conquests were a nigh-unstoppable historical explosion, once previously divided tribes in a historical backwater had been united under Mohammed – conquering one of history’s largest pre-modern empires (indeed the seventh or eighth largest in all history) in about a century or so, a blitzkrieg by horse, sail…and camel!

Mohammed had essentially conquered the Arabian peninsula, but his death left his successors – the three great Arab caliphates – only at the start of extending his empire to even wider conquests.

Now it might be said that I am somewhat inconsistent between empires in my entries, as I classify some, such as the Arab caliphates, as separate empires by different dynasties, while others I essentially classify as single empires despite their dynastic succession or fragmentation.

And the answer is, as usual, that I make my own rules and break them anyway – some empires have historical unity to them, if only in culture or theme, that appeals to me, while the different Arab caliphates appeal to me as distinct polities.

The Rashadun Caliphate, immediate successors to Mohammed, did most of the heavy lifting of empire as they broke out of the Arabian peninsula. Two formidable empires blocked their path, the Persian Empire and the eastern Roman or Byzantine Empire, but the Arabs conquered the former and routed the latter back to Anatolia.

However, it was under their successors, the Umayyad Caliphate, that Arab empire reached its greatest extent, westwards from the north African shore to Europe itself – conquering Spain (well, not quite all, in a manner similar to the famous caveat to the Roman conquest of Gaul in Asterix comics) and famously invading France before being turned back at Tours by Charles Martel. Eastwards, they also extended beyond Persia through central Asia to the fringes of India and China – the latter of which presented even the Tang Empire some difficulty resisting their advance.

The Umayyads were mostly overthrown by the third Arab caliphate, the Abbasid Caliphate, who then presided over what is often regarded as the Golden Age of Islam from their capital in Baghdad – but for all that became increasingly vestigial in the empire they had inherited from the Umayyads as it fragmented into separate dynasties. The Abbasids did revive their political authority somewhat in Mesopotamia and Persia – only to be crushed along with Baghdad by the Mongols, although they continued to limp along in even more vestigial form in Egypt until the Ottomans replaced them as caliphate. Ha! That’s what you get for messing with my boys, the Umayyads!

Nor were the Umayyads done with history just yet – the Umayyads managed to pull a Taiwan, with an Umayyad prince in the role of Chiang Kai-Shek, fleeing into exile across the Mediterranean to Spain and continuing the Caliphate as the Emirate of Cordoba independent from the Abbasids, even with their own rival golden age of Islam in the fabled Al Andalus of Spain.

The Umayyads endured for almost three centuries before finally falling again in 1031 – but true to karmic form, once again cursed their successors with fragmentation, as Islamic Spain broke up into minor states and principalities, weakening it to Christian reconquest.

 

The Umayyads actually used a plain white flag!

 

DECLINE AND FALL

 

You have to rank the Ummayads high for tenacity in their decline and fall – even in defeat by the Abbasid Revolution, they pulled a Taiwan to rule in Spain, partying it up in Ibiza like an English tourist .

 

THE UMAYYAD CALIPHATE NEVER FELL

 

Well it obviously did, although perhaps not in its enduring influence in Spain, and even more so in the dreams of caliphate by Islamic political extremists in the twenty-first century.

 

METEORIC RISE

 

The Arab caliphates and their conquests – the early Islamic conquests as they are sometimes called – were one of the most meteoric rises in history, ultimately conquering one of the world’s largest empires in a little over a century.

That conquest sees it ranked at least in seventh or eighth place for largest empires in history with about 11 million square kilometers, but I’ve seen a greater extent asserted for the height of the Umayyad Caliphate of 13-15 million square kilometers, which would potentially rank it as high as fourth place. Also, while 622-750 AD is generally given as the period of early Islamic conquests, those conquests were effectively done by 720 AD, with only minor fluctuation in the last thirty years.

Accordingly, the empire of the Arab caliphates was won in not just one but three meteoric rises. The first was by Muhammad himself, essentially uniting the area of the Arabian Peninsula or about three million square kilometers, albeit thinly populated desert, in the ten years or so from 622 AD to 632 AD. His successors, the Rashidun Caliphate, essentially doubled that by conquests from the East Roman Empire and Persian Empire in next twenty to thirty years from 632 AD.

And this entry, the Umayyad Caliphate more than doubled that again, essentially in the thirty years from 690 AD to 720 AD.

 

THE SUN NEVER SETS

 

One of the top 10 largest empires in history – although the sun literally set on them, they can be ranked among the world empires of history.

 

EVIL EMPIRE

 

To be honest, I don’t know much about the brutality of Arab conquests or repression, although there seem to be a number of revolts against them, not least the Abbasid revolution itself.

But they do have to rank highly in evil empire stakes for one thing – the Arab slave trade, which was of a scale at least equal to, if not exceeding, the more notorious Atlantic slave trade by European empires – not as intense perhaps, but of a longer duration. As in only abolished (when it was formally abolished) in the twentieth century.

Top Tens – History: Top 10 Types of Empire (3) Nomadic Empires

Buckle with a scene of boar hunting – horserider of probable Xiongnu origin 2nd–1st century BC, National Museum of Antiquities of Tajikistan (public domain image)

 

 

(3) NOMADIC EMPIRES

 

“History is mostly a matter of hoping those psychos on horseback don’t attack this summer, steal the grain and take the slaves” – Pax Romana Youtube channel

And occasionally they would stay and make empires.

As I noted in my entry in my Top 10 Empires for the Mongol Empire – the nomadic empire par excellence – the horse blitzkrieg was a recurring feature mounted (heh) by nomadic herding tribes, particularly by those from the steppes of central Asia, to such devastating effect against more sedentary or settled agricultural states throughout history.

“Nomadic empires, sometimes also called steppe empires, Central or Inner Asian empires, were the empires erected by the bow-wielding, horse-riding, nomadic people in the Eurasian Steppe, from classical antiquity (Scythia) to the early modern era (Dzungars). They are the most prominent example of non-sedentary polities”.

The nomadic empires exemplify what James C. Scott, in his Against the Grain, dubbed the Golden Age of the Barbarians – or what Walter Scheidel, in his Escape from Rome, dubbed the steppe effect. Or the vivid image by John Keegan in his A History of Warfare that nomadic herding tribes gained their tactical and strategic edge by essentially applying the same maneuvers in warfare as they did herding their animals. Essentially, Eurasian steppe horse nomads will always feature significantly in any general military or world history, punching above their weight (in population).

Although as Genghis Khan, the greatest nomadic emperor of them all, is reputed to have observed – it is one thing to conquer the world on horseback, it is another to dismount and rule it.

“Some nomadic empires consolidated by establishing a capital city inside a conquered sedentary state and then exploiting the existing bureaucrats and commercial resources of that non-nomadic society. In such a scenario, the originally nomadic dynasty may become culturally assimilated to the culture of the occupied nation before it is ultimately overthrown”.

One could compile a top ten nomadic empires, khanates or khaganates, and hordes – although let’s face it, the Mongols and Huns would be the big names at the top. But there’s also Cimmerians (no – not Conan), Scythians, Sarmatians, Kushans, Bulgars, Uyghurs and more.

Top Tens – Top 10 Empires (Revised: New Rankings for Meteoric Rise) (8) Ottoman Empire

 

 

Map of Ottoman Empire in 1683 by Chamboz for Wikipedia “Ottoman Empire” licensed under https://creativecommons.org/licenses/by-sa/4.0/

 

(8) OTTOMAN EMPIRE (1299 – 1922)

 

The empire that conquered Constantinople and besieged Vienna – twice.

As the latter, the last non-European empire to invade and conquer significant parts of Europe (unless you count the Americans or Soviets), although Vienna was their high water mark – and as the former, the power that finally conquered (and saw itself as inheriting) the last of the Roman Empire.

Ironically, the Ottomans often resembled the Roman Empire it ultimately supplanted, firstly in its rise from one of numerous non-descript warring tribes on a peninsula, albeit the Anatolian rather than Italian peninsula (although as further irony, the Romans traced themselves from that peninsula as well, with their mythic origin from Troy). And secondly, in its tenacity in decline.

It is also intriguing how much of the origins of modern history might be traced to the looming presence of the Ottoman Empire in Europe and the Mediterranean – such as the discovery of the New World from seeking to find alternate trade routes to Asia and so on.

The rise of the Ottoman Empire rivals the conquests by the Arab caliphates it ultimately replaced in predominance in the Middle East – and indeed replayed much of the same history. The Ottoman Empire may have lacked the range and speed of the Arab conquests, although it made up for that in the extent to which it invaded and conquered within Europe.

With its conquest of the Byzantine Empire (as well as Constantinople as its newly conquered capital) and control of the Mediterranean basin, the Ottoman Empire was a transcontinental empire at the crossroads of Europe, Asia and Africa for six centuries.

Egypt was of course the jewel in the crown of their African empire – but it extended westwards from Libya to Morocco (and briefly into the Atlantic with the Canary Islands), becoming the bases of the fabled Barbary corsairs or pirates which even fought the United States, although these were only nominally under Ottoman control. The Ottomans also extended southwards to the Horn of Africa – and into naval wars in the Indian Ocean.

In Asia, they inherited the caliphate and its predominance in the Middle East, extending south through the Arabian peninsula, although held at bay by a resurgent Persia under their own Turkic Safavid dynasty.

And in Europe, they conquered the Balkans, extending to Crimea with the Crimean Khanate or Tatars, successors to the Mongol Golden Horde, as their vassal state, and also reached to the heart of Europe to besiege Vienna. Although apart from its defeats when besieging Vienna, it encountered significant holdouts or resistance elsewhere – Croatia, Dracula or Vlad the Impaler, Venice and the naval Battle of Lepanto.

It faced its waning tide of decline in the aftermath of its second defeat at Vienna, steadily losing its conquests in the Balkans even as it was propped up by Britain against Russia, resulting in it being styled as the “sick man of Europe” in the nineteenth century – somewhat overconfidently, as the Allies were to find out in WW1, although ultimately it collapsed in that war.

 

 

DECLINE & FALL

 

Ironically, the Ottomans might be compared favorably to the Romans they supplanted in their tenacity in decline. They did not endure for so many centuries as did the Romans – but then modern history moves a lot faster.

Of course, they were helped by European powers propping it up against each other, particularly Britain propping it up against Russia.

And against the apparent odds, they and their predominance in the Middle East endured until the First World War – and they might well have endured beyond that if they had remained aloof from that war and not chosen the losing side. Even in that war, they proved a resilient adversary, and even in defeat, they cast a long shadow – historian J.M. Roberts refers to most wars in the Middle East thereafter as the wars of Ottoman succession, up to Iraq’s invasion of Kuwait.

 

THE OTTOMAN EMPIRE NEVER FELL

 

On the other hand, their imperial core Turkey, to which they were shorn after the First World War, has also had a remarkable resurgence, rebounding almost immediately after its defeat from that war against further incursions, and newly emerging as a regional power in the Middle East, extending its influence and military presence through much of its former imperial territory

 

THE SUN NEVER SETS

 

Well, the sun did literally set on the Ottoman Empire in pure geographic terms – for example, it did not extend as far eastwards into Asia as its Arab caliphate predecessors. However, it can properly be ranked as a world empire in its influence, extending across three continents and reaching even further beyond that.

 

METEORIC RISE

 

No meteoric rise here.

In its first century, it steadily spread over the Anatolian peninsula of its origin as well as leaping across to the Balkans peninsula to spread there, but staying much the same on both peninsulas through its second century. It was its third century – the 1500s – that saw the Ottoman empire pick up the pace of expansion to meteoric, albeit more in Islamic Asia and Africa as it rose to caliphate as well as empire. However, as meteoric as that may have been, it obviously does not qualify as the rise of its empire.

 

EVIL EMPIRE

 

As I said, the Ottomans get a lot of historical hate from certain circles – but sadly, I do have to rank them highly in the evil empire stakes. To be honest, I don’t know quite how brutal they were in maintaining their conquests, but they were notorious for their patronage of piracy and slavery, particularly through the Barbary corsairs.

What earns them their high ranking in evil empire stakes is their actions against ethnic minorities in the empire’s dying days – notably the Armenians – that gave the definition to genocide in the twentieth century

 

Top Tens – History: Top 10 Types of Empire (2) Maritime Empire

Second taking of Chusan, China, 1 October 1841, during the First Opium War, painted by Edward H. Cree (public domain image)

 

 

(2) MARITIME EMPIRE

 

“A state with primarily maritime realms, an empire at sea or seaborne empire”, sometimes known by the fancy term of thalassocracy, with the European empires of modern history as maritime empires par excellence, the British Empire most of all.

Pro tip for European empires in modern history – you can have a maritime empire, or you can strive for continental domination, but you can’t do both. Just ask Spain, France and Germany.

The obvious counterpart of the territorial empire annexed or conquered on land contiguous with the imperial nation, the maritime empire conquers its subject territory or projects its imperial reach by naval power and transport, typically focused on trade routes and strategic ports.

Maritime empires are something of the exception to the rule – the rule that is, that most empires are territorial, sometimes known by the fancy term of tellurocracy. However, I’d say most empires have at least some maritime element, even those that are otherwise predominantly or mostly territorial – extending to some element of naval power and maritime trade or conquering some island territory along their coastlines. Even early Mesopotamian and Egyptian empires relied on river transport, although I’d say that’s pushing the definition of maritime empire too far.

Some empires are more maritime than others – with the empires in top rank of maritime empires as those in which their territory is entirely or almost entirely not contiguous with the imperial nation and typically at some oceanic distance. As I said, the modern European colonial empires are the archetypal examples of maritime empires, hence the British and Spanish empires are the archetypal maritime empires among my top ten empires.

Some empires are curious hybrids of territorial and maritime empires, such as my top empire, the Roman empire – despite our usual perceptions of it as the former with its famed legions and roads (as well as its contiguous appearance on a map), the Mediterranean was the lifeblood of its internal lines of communication. It almost literally had to slap its navy together in the First Punic War against the maritime empire of Carthage – and even then, designed it with the boarding ramp known as the corvus to transform sea battle into a form of land battle. However, that navy was instrumental in its conquest in the Mediterranean, even if it lacked the prestige of the legions or was deemed “un-Roman”. And of course, it relied on naval power and transport for its conquests and territory beyond continental Europe in Africa, Asia, and Britain.

You could argue that there’s an enduring opposition between maritime empires or sea power and territorial empires or land power in modern history, best symbolized by the opposition of the Anglophone naval powers to continental Eurasian powers.

I also have a pet theory that states whose primary military instrument is naval power, particularly those in islands or continents similarly protected by sea, lend themselves less to authoritarian despotism, particularly as they rely less on standing armies or mobilization on a large scale. Also, that their empires are more strategically selective or limited, at least initially, as they tend to be tied to coastal areas, ports, or naval bases – although sooner or later the temptation to conquer territory inland looms large.

The Greeks, particularly the Athenians, and the Phoenicians are the archetypal maritime empires of classical history, while the Italian city-states, notably the Genoese and Venetians, were the archetypal maritime empires of medieval and early modern history. For that matter, maritime empires are a recurring feature among city states, possibly because at sea they can punch above their weight on land.

And arguably the American empire is the archetypal maritime empire of contemporary history, despite its continental base. As its architect (and prophet) of sea power, Alfred Thayer Mahan, famed for his book The Influence of Sea Power Upon History, would have asserted, given his belief that national greatness was inextricably associated with the sea.

Then there are the more exotic maritime empires or thalassocracies beyond Europe – Srivijaya based in Sumatra and similar states in modern Indonesia, the Chola dynasty in southern India, Brunei, and so on.

Top Tens – History: Top 10 Empires (Revised: New Meteoric Rise Rankings) (9) China – Qing Empire

 

 

The Qing dynasty at its greatest extent in 1760, with claimed territory not under its control in light green – based by Aldermanseven on Albert Herrmann’s map in the 1935 History and Commercial Atlas of China for Wikipedia “Qing Dynasty” under license https://creativecommons.org/licenses/by-sa/4.0/

 

(9) CHINA – QING EMPIRE (1644 – 1912)

 

The last Chinese empire, lasting into the twentieth century with perhaps the most spectacular decline and fall on the world stage in modern history.

Like India, China has seen the rise and fall of numerous empires over millennia that could well be the subject of their own top ten, although Chinese empires are probably better known to general history and more coherent imperial states than their Indian counterparts.

Similarly to India, there are a number of candidates for the top spot among Chinese empires – the Qin and Han empires were its definitive empires (giving their name to China itself and its predominant ethnicity respectively), while the Tang, Song and Ming empires all vie for status as classical Chinese empires or golden ages. The Ming empire is particularly reputed for being on the threshold of becoming a maritime empire with its fabled fleets and expeditions, before turning back to the usual landbound nature of Chinese empires.

The Yuan Empire – the dynasty of Kublai Khan and China’s Mongol conquerors – could also argue its claim for top spot, and depending on how you reckon it, may well qualify as China’s largest empire.

However, I award the top spot to the Qing Empire. Firstly, it is the Chinese empire of modern history, its last empire that survived until falling in the early twentieth century, as well as the empire that interacted most with European powers as they increasingly encroached upon it.

Secondly, my particular fascination with empires is with their decline and fall – and few things were as spectacular in modern history , or loom as large in the hindsight of a Chinese revolutionary regime succeeding it and adapting its imperial forms, as the decline and fall of the Qing Empire.

And by spectacular, I mean the grand spectacle playing out on the world stage of it desperately trying to fend off foreign powers it previously saw as barbarians or tributaries, but even more so fighting the endless rebellions within itself, until it was ultimately overwhelmed by the final one.

Of course, it didn’t start off that way – like every empire, it had its robust rise, essentially as a conquest of Ming China by one of those northern non-Chinese minorities that bubbled up occasionally to rule China, in this case the Manchus (for which Manchuria is named).

At its height in the 18th and early 19th centuries, it was the largest Chinese empire in history (depending on how you calculate the Mongol Yuan Empire) – and indeed fourth largest empire in history, as well as the most populous state and largest economy in the world.

And then came its decline and fall, in the so-called century of humiliation – usually reckoned to start with its defeat by Britain and France in the Opium Wars, which heralded ever more depredations by foreign powers, as well as ever more dangerous rebellions against the empire.

I’ve heard it said that the Qing Empire literally faced a peasant rebellion an average of every hour or so. I don’t know the truth of that assertion, which probably tallies up the hours in the numerous historical rebellions against the Qing, although I also suspect that many or most rebellions were too limited or localised to have any serious consequence.

Not so the Taiping Rebellion, in which a cult with a leader proclaiming himself the younger brother of Jesus and declaring his own Heavenly Kingdom, slogged it out with the Qing in the bloodiest civil war in history, with casualties to rival the First World War or even the Second World War.

Although it was in the Boxer Rebellion that China’s humiliation by foreign powers perhaps reached its nadir. That or its defeat by Japan in the Sino-Japanese War. It was one thing to lose to European powers – it was another to lose to another Asian state, a former Chinese tributary, that had been in a similar position to China vis-a-vis European powers only a generation or so previously

Qing China finally fell to rebellion or revolution in 1911, which abolished empires in China altogether (even if many of their features were to recur in their successors), with the last Qing emperor abdicating in 1912.

 

 

DECLINE & FALL

 

As the decline and fall of empires go, Qing China ranks up there with the most spectacular and tenacious of them, holding the line despite the odds – and when it did fall, at least it fell to internal revolution rather than conquest. Particularly as they did it on a shoestring – apparently they were never able to raise taxes above 2% of their economy.

“There are serious questions as to whether any government could’ve handled the gargantuan tasks the Qing faced, and they managed to survive a civil war that by all accounts should have destroyed them and would probably have taken down most lesser Chinese empires.”

Even then the Qing emperor at least managed to bounce back, although his empire did not – twice, albeit more by that adage of history repeating itself first as tragedy and then as farce. Firstly in 1917, when he was briefly crowned for a fortnight by a royalist warlord in the so-called Manchu Restoration, and secondly in 1932 as “emperor” of the Japanese puppet state of Manchukuo

It’s tempting to think what might have happened if the Qing could have pulled off the same trick as the defeated Nationalists and retreated to Taiwan – but unfortunately for the Qing, they had lost Taiwan to Japan in the Sino-Japanese War

If nothing else, they totally had a better flag than any of their successors.

 

THE QING EMPIRE NEVER FELL

 

On the other hand, the Qing Empire never fell. As the Soviet Union ironically replicated much of the nature and territorial claims of imperial Russia – with Stalin as the red Tsar – so too did Communist China with imperial China, particularly under Mao as red Emperor.

 

METEORIC RISE

 

If I count the Maurya Empire as having a meteoric rise, the Qing Empire had a more meteoric one.

As the Maurya Empire effectively was founded by conquering and replacing the former Nanda Empire, so too the Qing Empire rose to power by conquering and replacing the former Ming dynasty, in what is often dubbed the Ming-Qing transition (or Manchu conquest of China). Technically, that took 65 years, from 1618 when the Qing revolted as their own state in Manchuria, to 1683 when the remaining Ming holdouts fell to the Qing – but really, the heavy lifting of the Qing conquest of China was done in 18 years from 1644 to 1662.

 

THE SUN NEVER SETS

 

Although the Qing Empire was confined in physical extent to east Asia, it deserves its status as a world empire – its designation for itself as the Middle Kingdom or heart of the world not too far from the reality as a world unto itself, the world’s most populous state and largest economy

 

EVIL EMPIRE

 

While the modern view of Qing China tends to be closer to that of victim to Western powers, it can rank reasonably high as evil empire. Its original conquest of Ming China is estimated to have a death toll of at least 25 million. And it was seemingly indifferent to even higher death tolls to suppress the rebellions against it – although a casual indifference to loss of human life, even in the millions, was not unusual in either its predecessors or successors in China.