Top Tens – History: Top 10 Empires (Special Mention) (9) Greek – Athenian & Spartan Empires

Athens and its Delian League vs Sparta and its Peloponnesian League at the outset of the Peloponnesian War – map by Marysas (from E Levy) for Wikipedia “Delian League” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(8) GREEK – ATHENIAN EMPIRE & SPARTAN HEGEMONY

Athenian empire vs Spartan hegemony.

We usually (and correctly) think of the Roman Empire as the imperial template in Western culture, but this can mislead us into overlooking the Greek imperial template in Western culture. No – I’m not talking the Macedonian empire of Alexander the Great, although that too was influential, but the classical Greek city states, particularly the opposing Athenian empire and Spartan hegemony of the Peloponnesian War.

Of course, similarly to the archetypal city-states of Sumerian civilization, their imperialism was on a small scale – city states ruling other city states or their colonies.

And it tended not to call itself a formal empire as such. Indeed, in this it was a remarkably far-reaching imperial template, not so much for imperialism but neo-imperialism. Where the Roman imperial template set the model for imperialism from the fall of the western empire through to the European maritime empires, the Greek imperial template set the model for neo-imperialism from the European maritime empires onwards.

The Athenian empire evolved from the Delian League, an alliance of Greek cities led by Athens against Persia after the Greek-Persian Wars, based on Athenian naval supremacy and named (in modern historiography) after the sacred island of Delos, “where congresses were held in the temple and where the treasury stood until, in a symbolic gesture, Pericles moved it to Athens in 454 BC”.

That last part of moving the Delian treasury to Athens marked the point where the heavy-handed control by Athens of the Delian League evolved into an Athenian empire, where Athens began to use the League’s funds for its own purposes and there were conflicts with or outright rebellions by less powerful League members.

Essentially members of the League were given a choice of either offering armed forces or paying taxes into the treasury. Most states chose the tax, which now doubled up as leaving them effectively disarmed while paying taxes or tribute to Athens. In the words of the classical historian Thucydides, ” it was correspondingly easy” for Athens “to reduce any that tried to leave the confederacy” – that is, crush members that tried to revolt or secede.

Thucydides dramatized just how heavy-handed Athens could be in the famous Melian Dialogue, often invoked by the so-called school of realism in international relations for its maxim that “the strong do what they can and the weak suffer as they must”. Thucydides put that maxim in the mouths of his imagined Athenian emissaries when giving their ultimatum to the neutral island of Melos – surrender and join the League, paying tribute to Athens, or be destroyed.

One might well see the template from this Athenian “empire” or Delian League for the style or techniques of modern neo-imperialism or European maritime empire – even more so when one recalls that the Athenian state was democratic, in the style of so-called democratic empires, “a political state which conducts its internal affairs democratically but externally its policies have a striking resemblance to imperial rule”.

Interestingly, American democracy initially echoed classical Athenian democracy, in that both were also slave-owning societies and excluded women from politics.

Its opposing counterpart, Sparta, was authoritarian at heart but was also shy of formal empire with its Spartan hegemony. Particularly after its victory in the Peloponnesian War, it too could prove equally heavy-handed – establishing many of the pro-Spartan foreign governments throughout the Aegean and also establishing many Spartan garrisons.

Just as I tend to see the Peloponnesian War between democratic Athens and oligarchic Sparta underlying the grand ideological conflict in Western civilization, so too I am tempted to see the Athenian empire and Spartan hegemony resembling the rival United States and Soviet Union in the Cold War, except with victory reversed.

However, there was a deeper template, from which the Athenian empire and Spartan hegemony arose in part, and that was the long history of classical Greek colonization, a precursor of subsequent settler colonialism.

Essentially, Greek cities founded other cities on a prolific scale throughout the Mediterranean and Black Sea coastlines, except in the western Mediterranean where they came up against the Phoenicians and their colonies (in what would become Carthage and its territories), from 750 to 550 BC.

The Greek cities or colonies often became strong city states in their own right, independent of their founding city or cities and often even rivalling them in influence – as in Sicily and southern Italy, to the extent that the Romans called the area Magna Graecia or Great Greece.

I am not familiar enough with the history of Greek colonization to comment on the extent that it was imperial in terms of displacing or dominating any inhabitants in the area of their colonies. However, it certainly had an impact that is occasionally characterized as cultural imperialism – Greek cities spread Greek culture.

However, I would go further – that Western civilization as a whole is effectively a Greek colony.

An analogy that is commonly drawn in modern history is to cast the British and their empire as the Greeks to the Romans of the United States, albeit American imperialism might be styled as closer to that of the Delian League (and its original democratic polity as closer to that of Athens).

RATING: 4 STARS****
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Top Tens – History: Top 10 Empires (Special Mention) (8) Phoenician & Punic Empires

Carthaginian dependencies and protectorates through the Punic Wars (public domain image – Wikipedia “Ancient Carthage”)

 

(8) PHOENICIAN & PUNIC EMPIRES

 

The Phoenicians rose to prominence among the Canaanites after the Bronze Age Collapse as the thalassocracy par excellence to dominate the Mediterranean and to influence classical Western civilization.

They earn special mention as with one notable exception they weren’t really an empire. Indeed, they weren’t even really a single ‘nationality’ or state, but an agglomeration of city-states like Sumer before them, located on the Levantine coast (mostly in modern Lebanon) – with the most prominent being Tyre, Sidon, and Byblos.

Of these, Tyre rose to become the richest and most powerful, famed for its purple dye that became synonymous with imperial chic – particularly through its use by the Roman emperor. Under its ruling priest Ithobaal from 887 to 856 BC, it even took a shot at expanding its territory to other Phoenician states, coming the closest the Phoenicians ever did to a unitary territorial state.

So if the Phoenicians didn’t really have an empire or even a single state, why the special mention at all?

Well, firstly there remains the history of Phoenician maritime and mercantile power, indeed the sole such power in the region for several centuries – arguably the precursor of what might be styled as economic neo-imperialism.

Interestingly, they combined maritime power with proto-industrialism. Like the Greek city-states which rose in parallel with them, they had few natural resources – apart from the lumber (or cedar) for which they were famed – so they specialized in craft, construction, and manufacture, for which they were also famed in contemporary literary works from the Bible to Homer.

With that maritime and mercantile power came cultural influence, best known of which is the oldest verified alphabet, but the full extent of their influence on classical Western civilization is still being discovered – for example, the “orientalization” of “Greek cultural and artistic conventions”.

However, “as a mercantile power concentrated along a narrow coastal strip of land, the Phoenicians lacked the size and population to support a large military”, and hence “increasingly fell under the sway of foreign rules” from “neighboring empires – except for their colonies, which brings me to my next point…

Secondly, there was the history Phoenician colonization, overlapping and in rivalry with classical Greek colonization – similarly founding colonies and trading posts, mostly of limited size but of impressive range throughout the Mediterranean coastline. The Greeks may have eclipsed them in the eastern Mediterranean, but the Phoenicians continued to predominate in the western Mediterranean, not least one colony founded by Tyre known to history as Carthage. Which brings me to my third point…

Thirdly, there was that one notable exception to the Phoenicians not really being an empire and that was the empire of the Phoenician colony that effectively took over the other colonies in the western Mediterranean and eclipsed the original Phoenician city-states, even Tyre as the city-state that founded it – Carthage and its Carthaginian or Punic empire.

Like the power that rivalled and ultimately destroyed it as the predominant power in the western Mediterranean – Rome – Carthage was an imperial republic. Before it lost out to the Rome that it mirrored as a republic – as it also mirrored the maritime and mercantile power of the original Phoenician city states – Carthage gradually expanding its economic and political hegemony across the western Mediterranean through a network of “colonies, vassal states and satellite states” that “controlled the largest territory in the region”.

 

RATING: 4 STARS****

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Top Tens – History: Top 10 Empires (Special Mention) (7) Egyptian Empire

The maximum borders of the Egyptian empire 1450 BC by J.G. Bartholomew in 1913 (public domain image – Wikipedia “New Kingdom of Egypt”

 

(7) EGYPTIAN EMPIRE

“My name is Ozymandias, King of Kings;
Look on my Works, ye Mighty, and despair!”

Even more so than Mesopotamia, Egypt set the standard for imperial state chic, not least in its monumental architecture and statuary, as well as its priesthoods and divine ruler personality cult.

Indeed, it is not too difficult to see the stamp of Egyptian imperial chic even to the twentieth century and beyond, as in the Soviet Union but with a secular party priesthood devoted to the cycles of history as opposed to the Nile and cult of socialism rather than the sun god. Less pyramids perhaps, but equally monumental architecture and statuary, as well as a tendency towards equally grandiose and gigantic projects.

Ironically, despite this imperial chic, Egypt was not so much of an empire itself, except of course to its own subjects, as it largely kept within its own borders to the Nile. The exception is the imperial Egypt of the New Kingdom, when it extended southwards to Nubia and northwards through the Levant – under pharaohs such as Rameses, whose title in Greek gave us the figure in Shelley’s poem.

Also ironically, Egypt has consistently played an important role within empires, but more as imperial prize rather than ruling empire itself – starting with its conquest by Assyrian, Persian and Macedonian empires in turn.

The last also reveals something of an odd recurring tendency, for foreign invaders or subjects from an empire conquering or ruling Egypt to break away from that empire with their own dynasty within Egypt, which is then effectively regarded as Egyptian.

First and foremost among those was the Ptolemaic dynasty, founded by Alexander’s general Ptolemy as a successor state of the Macedonian empire and regarded as the last dynasty of ancient Egypt. It was the dynasty that gave history Egypt’s most famous female monarch, Cleopatra – also Egypt’s last reigning monarch, before its fall to the Roman Empire. Indeed, its fall transformed the Roman Republic into the Roman Empire.

Kudos to Cleopatra, however, for almost pulling all a second breakaway dynasty based in Egypt, this time from the Roman Empire in its eastern half, through her alliance with Mark Antony. Yes – it was a long shot but it’s tempting to imagine the counterfactual of their victory, perhaps anticipating the eastern Roman Empire by three centuries, except from Alexandria rather than Constantinople, with Greek as its lingua franca at an earlier date. Or alternatively something like the short-lived breakaway Palmyrene empire under Zenobia two centuries ahead of the Crisis of the Third Century.

Egypt then became an imperial prize for the Roman Empire – and its richest, the proverbial breadbasket of its empire. That always strikes me as strange from my perspective of contemporary Egypt and its comparative poverty – but then that is part of the more general strange feature that the Roman Empire’s eastern or southern African and Asian provinces were richer than its western and northern European provinces, the reverse of our contemporary perspective.

From there, it was briefly a battlefield between the eastern Roman (or Byzantine) empire and the resurgent Persian (or Sassanid) empire, before falling to the Arab conquest that defeated one and conquered the other.

Egypt remained in the hands of one caliphate after another, but rose to new prominence as the seat of power for the Fatimid Caliphate. The Fatimids did not quite fall within that recurring tendency for Egyptian breakaway dynasties, except perhaps in the last stages of their decline when their rule was effectively confined to Egypt – but the Mamluks did, the slave mercenary military case that rose to rule their own Sultanate in Egypt and beyond, even famously defeating the Mongols at the Battle of Ain Jalat in 1260.

The Mamluks declined in turn, but their role was replayed by Albanian mercenaries with Egypt as a province in the Ottoman Empire, led by their commander Muhammed Ali Pasha, who founded his own dynasty, nominally subject to but effectively independent from the Ottoman Empire.

Egypt became a protectorate of the British Empire, as Egypt again rose to prominence as an imperial prize, not for its agriculture but for the newly constructed Suez Canal as maritime trade route.

And once again ironically, Egypt and the Suez Canal subsequently rose to prominence as the imperial humiliation of the British Empire, with the Suez Crisis in 1956 – often cited as one of the end points of the British Empire.

We’re not quite done with Egypt and its imperial ironies yet – as finally modern Egypt echoed the imperial heights of its ancient New Kingdom with the short-lived United Arab Republic, when it formed a sovereign union with Syria from 1958 to 1961.

RATING: 4 STARS****
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Top Tens – History: Top 10 Empires (Special Mention) (6) Mesopotamia – Akkadian, Assyrian & Babylonian Empires

Assyrian Empire 824-671 BC

 

(6) MESOPOTAMIA – AKKADIAN, ASSYRIAN & BABYLONIAN EMPIRES

Ur-imperialism.

The original imperialism – in that Mesopotamia was the origin (or one of the origins) of human civilization, and even more so, states.

Of course those states were necessarily on a small scale, as in the archetypal city-states of Sumerian civilization, and their imperialism was similarly on a small scale, as in city states conquering other city states or their neighbors.

In his book Against the Grain, James C Scott strikingly argues that such imperialism was ingrained (heh) in those states from their very foundations in grain agriculture as an instrument and means of state control, depending on various degrees of forced labor or extraction.

Whether or not that is the case, Sumerian city states warred against each other in what might be regarded as micro-imperialism or proto-imperialism.

Or as I introduced it, ur-imperialism – both as the term ur- is used to connote an ancestral prototype or primeval origin, and for the Sumerian city state of Ur.

One of the aspects of that ur-imperialism is, like many other features of subsequent civilizations, Sumerian civilization created or set the standard features of imperial or at least palace states, including monumental architecture – such as ziggurats! – and imperial or royal cults of leadership.

Ultimately, Mesopotamia evolved to imperialism on a larger scale – with its three namesake empires best known in general history. The Akkadian empire – best known for Sargon of Akkad – managed to conquer or unite all Mesopotamian city states in an area similar to modern Iraq, in the floodplains of the Euphrates and Tigris rivers that defined Mesopotamia.

However, the Akkadian Empire pales in comparison to the biggest and most belligerent of Mesopotamian empires, the Assyrian Empire (or technically neo-Assyrian Empire, as I understand it was a resurgence of the Assyrian state) – indeed, the largest empire in world history to that date.

To be honest, I don’t know too much about the Assyrian Empire, other than it being portrayed as one of the evil empires that menaced the Israelites in the Bible – and also that Jonah was ordered to its capital Ninevah by God before disobeying and being swallowed by the whale.

Although smaller than its predecessor, the Babylonian Empire (or again technically neo-Babylonian Empire) loomed larger in the Bible as one of its ultimate symbols, if not the ultimate symbol, of evil empire, because of the so-called Babylonian captivity and exile of the Jews.

“By the rivers of Babylon, there we sat down; yea, we wept, when we remembered Zion”.

Egypt and Babylon are the two famous (or infamous) poles of captivity for the Jews, but the latter is more raw in the Bible – because it was more recent (and less mythic), but also because the Old Testament was mostly written or compiled at or about that time.

And the symbolism of Babylon as evil empire loomed even larger in Christianity, due to its use as a symbol for Rome in the Book of Apocalypse, with the enduring imagery of that hot harlot, Mystery Babylon.

RATING: 4 STARS****
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Top Tens – History: Top 10 Empires (Special Mention) (5) Nazi Empire

Europe at the height of Axis success by Gorak ten-en for Wikipedia “Nazi Germany” under licence https://creativecommons.org/licenses/by-sa/4.0/

 

(5) NAZI EMPIRE

The evil empire par excellence. Although that is an overstatement – it was barely an empire.

Despite styling itself as the Third Reich after the first German “empire” or Reich of a thousand years, the Holy Roman Empire, it didn’t even last as long as the second, Wilhelmine Germany.

In total, Nazi Germany lasted only twelve years from 1933 to 1945 – for which it could only be described as imperial, at least beyond its original borders, for a little over half of that, from 1938 onwards. Well, perhaps from its involvement in the Spanish Civil War before that, although that failed to yield a reliable client state – and it was arguably preparing for its imperialism from its very inception.

And even for war beyond its borders from 1939 to 1945, the second half of that period was defending or retreating from conquests made in the first half – before its complete collapse, defeat, unconditional surrender, occupation and partition. So the Nazi empire was about three years of conquests, albeit impressive, then defending or retreating from those conquests before falling altogether.

The evil part, however, is not an overstatement. It can probably best be summed up by the Encyclopedia of Fantasy’s comparison of the First World War with the Second – “despite the attempts of propagandists on both sides, no wholly evil figure emerges from World War I to occupy the world’s imagination, no one of a viciousness so unmitigated that it seems almost supernatural; Hitler, on the other hand, has all the lineaments of a Dark Lord, and the Reich he hoped to found was a parody of the true Land”.

The Nazi empire, short-lived as it was, consisted of its conquests and occupied territory in Europe and north Africa – as well as its allies that started off resembling client states at best and finished off resembling hostages at worst.

And it was notorious for all the worst features of empire – war, extortion, plunder, slavery and genocide – arguably as a form of hyper-imperialism, both in intent and scale, more so by being crammed into a few short years.

It couldn’t even aspire to the caustic observation of empire by the Roman historian Tacitus through the mouthpiece of a Caledonian chieftain – that they make a desert and call it peace. Rather they made a desert and called it war.

The most that could be said for it was that its occupation of western Europe, extortionate as it was from the outset, was relatively benign – relatively that is, compared to its occupation of eastern Europe, brutal or genocidal as it was from the outset

“It has been argued, and not altogether frivolously, that the crucial German mistake of the Second World War was to have behaved atrociously to Poland and correctly to France when the reverse would have served German interests to better effect”.

On a related side note, I have never understood why the Germans crushed the Warsaw Uprising of 1944, rather than simply withdraw to leave it as a thorn in the Soviet side.

Ironically, there were strains of anti-imperialism within the Nazi empire, similar to those other modern imperial powers that styled themselves as anti-imperialist while creating empires or enacting imperialism of their own. That was particularly so as it opposed the British Empire and hence sporadically invoked or supported anti-imperialism against that empire, as well as its propaganda posing as defending itself (or Europe) from Soviet and American forms of imperialism.

But it couldn’t even do that right – as it was not particularly concerned with expressing such sentiments during its high tide of conquest, and they only came to the fore as it became increasingly desperate defending against its defeat.

RATING: 5 STARS*****
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Top Tens – History: Top 10 Empires (Special Mention) (4) Japanese Empire

Map of the Japanese Empire at its peak in 1942 (although it did extend its territory in China in 1944-1945) by San Jose for Wikipedia “Japan during World War II” under licence https://creativecommons.org/licenses/by-sa/3.0/

 

(4) JAPANESE EMPIRE

One of the oldest empires but also one of the newest – which, among other things, makes it one of the oddest.

There were older empires than Japan, whose mythology traces its imperial line to legendary founder Jimmo in 660 BC, although more conventional history tends to trace its origins “in the late Kofun period of the 3rd-6th centuries AD”. However, it is the oldest empire still existing, at least in retaining an emperor, the last state to do so, albeit as ceremonial head of state.

Which brings us to the one of many oddities of Japan’s empire – that for the vast majority of its history, Japan had an emperor without an empire.

Firstly, in the sense that Japan was a homogenous polity that mostly kept to itself, apart from importing cultural influences, mostly from China – contrary to how empire is typically defined as one nation or people ruling over another. In that sense, the Japanese emperor was a somewhat inflated term for monarch, albeit a cult figure in the native Japanese religion of Shinto.

Secondly, in the sense that for a substantial part of its history, the emperor wasn’t even that, but a lame-duck monarch where de facto power was held by military aristocrats in what is generally known as the shogunate. Ironically, it is during one of these periods that Japan actually embarked on empire in the conventional definition of the term – its invasions of Korea in 1592-1598.

Japan was also one of the newest empires, a latecomer in the Age of Imperialism – and as the only Asian imperial power of that otherwise exclusive club of European empires, seen as somewhat of a gate crasher or interloper, although ironically its primary crash course was for collision with the other non-European imperial power, the United States.

Japan narrowly escaped being the subject of an imperial power or powers that was the fate of the rest of Asia. When European imperialism first tentatively reached east Asia about three centuries before in the Age of Discovery, Japan decided it was having none of that and famously sealed itself off in isolationism.

That couldn’t last forever, as European imperialism had bigger guns in the Age of Imperialism – and the United States forced Japan to open up with classic gunboat diplomacy (in the literal form of a fleet commanded by Commodore Perry), starting Japan’s love-hate relationship with the United States as an object of admiration and awe but also potential hostility and rivalry.

That saw Japan revive its emperor within a new centralized government in the Meiji Restoration of 1868 and adapt all those features of European nations that led to their imperial power – in the smartest possible way by following world leaders in their fields, notably building their navy on expertise from Britain and their army on expertise from France, before swapping out the latter for Germany after the French defeat in the Franco-Prussian War.

And what more distinctive European feature was there than an empire? So Japan set about acquiring that too – modestly at first, from its immediate neighbors, starting with the Ryukuan island kingdom in 1879. By 1894, it was powerful enough to join in that other distinctive European feature in the nineteenth century – pawning Qing China, which it did in the First Sino-Japanese War of 1894-1895, acquiring Taiwan, and continuing to use China as its punching bag thereafter.

However, its victory and claims against China saw it clash with European imperial powers keen to maintain the balance of power and their spheres of influence there – foremost among them Russia, looming largest against Japan in north-east Asia. That aligned Japan with Britain, which was similarly concerned with Russia, and they sealed their alignment with a formal alliance in 1902 – which allowed Japan to take on Russia directly and win in the Russo-Japanese War of 1904-1905.

The spoils of victory in that war saw Japan revisit its ambitions in Korea, but this time successfully annexing it – where they were notoriously brutal ruling over it. Not Belgium-brutal, but still up there even on the scale of brutality in the Age of Imperialism.

Japan made more gains at the expense of Germany in and after the First World War – and at the expense of increasing hostility with the United States, prompting Britain to abandon the Anglo-Japanese Alliance.

Which brings us perhaps to most of the oddities of the Japanese Empire, as it sowed the seeds of its rise to one of the largest territorial empires in history at the same time as the seeds of its decline as one of the shortest-lived empires in history. All the while on the path of evil empire, ultimately one that was dying and insane.

Yet on that path and even before, certainly from the Russo-Japanese War, Japan styled itself as anti-imperialist, in the tradition of those two other states that styled themselves as anti-imperialist while engaging in imperialism of their own, the United States and the Soviet Union.

Of course, for Japan this was against European imperialism – propagandizing their own imperialism with slogans such as “Asia for the Asians” and as the Greater East Asian Co-Prosperity Sphere, although they weren’t too big on the co- part of that title, more their own prosperity sphere. Those claims were not without some justice, but they were also with brutality and violence that eclipsed those of European imperialism as well as making their previous occupation of Korea seem like a picnic

Ultimately the Japanese Empire fell to defeat, primarily by the United States in the Pacific War – and Japan was not only shorn of its empire, but itself occupied by an American shogunate, albeit one that proved extraordinarily and unexpectedly enlightened in its role in the equally extraordinary and unexpected revival of Japan as an economic superpower, for a period second only to the United States itself. Which of course has seen Japan also accused of neo-colonialism and neo-imperialism, substituting economic power for military victory in controlling other nations.

RATING: 5 STARS*****
S-TIER (GOD TIER)

Top Tens – History: Top 10 Empires (Special Mention) (3) American Empire


The American Empire at its greatest extent (1898-1902) in terms of directly controlled territory by Red4tribe for Wikipedia “American Imperialism” under licence https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(3) AMERICAN EMPIRE

 

“Pick a spot…Any spot. I guarantee you we will have American troops there within thirty years. The Empire that you dreamed of while reading Tacitus” – The Illuminatus! Trilogy

Pax Americana – you’re living in it.

Perhaps the most paradoxical empire – or least the subject of the most vexed debate as to what extent it is an empire at all or whether it is imperialism without an empire, arising from the pervasive sense of its own exceptionalism.

A large part of that is that the United States has traditionally styled itself as anti-imperialist, or in the phrase of Thomas Jefferson, “an empire of liberty”, from its very founding in revolution against the British Empire through its traditional foreign policy encapsulated in the Monroe Doctrine of opposing European imperialism in the Americas – or American intervention beyond the Americas.

However, the United States would hardly be alone in pursuing imperialism while styling itself as anti-imperialist or even doing so in the name of anti-imperialism, as ironically two of its most formidable opponents did the same – Japan and the Soviet Union.

So the very idea of American imperialism or empire, let alone their nature, is one that meets substantial resistance.

However, there was at least the territorial expansion of the United States, as it manifested its destiny westwards across the continent from the very outset, ultimately to the Pacific – to the cost or destruction of all native American peoples in its path, and about half of Mexico.

Again ironically, that was parallel to the eastwards territorial expansion of the Russian empire across Siberia to the Pacific – as Alexis de Tocqueville observed as the basis for his prediction of them as opposing world powers.

Unlike the predominantly maritime empires of other European powers, the Russian empire was predominantly a territorial empire – and so , it is argued, was the United States, particularly as similarly to the Russian Empire and unlike European maritime empires, it absorbed and retained its territorial conquests or expansion into itself as a nation.

Whether one accepts the territorial expansion of the United States as imperialism or an empire, there can be no argument that the United States indeed was or had a formal empire for at least part of its history, as in the map in my feature image, albeit as a latecomer to the Age of Imperialism (or New Imperialism) in the late 19th century.

And it went about being a latecomer in the smartest possible way – it simply picked up someone else’s empire at a bargain bin sale of its own creation, the best pickings of the remaining Spanish empire in the Spanish-American War of 1898.

In that war, the United States acquired the Philippines (while also crushing the Philippines independence movement in the Philippine-American War from 1899 to 1902) as well as Puerto Rico and Guam – both of which it retains as territories today (while the Philippines became independent in 1946).

It also effectively acquired Cuba as a de facto colony even when it did not formally occupy Cuba. Even before that, it had extended its manifest destiny beyond the continent into the Pacific, as it annexed Hawaii (and afterwards to other Pacific islands, such as American Samoa).

However, when people refer to American imperialism, they tend not to be referring to its limited formal empire – or at least not just referring to it – but its informal empire, “the expansion of American political, economic, cultural, and media influence beyond the boundaries of the United States”.

That is, hegemony or sphere of influence in more positive terms, neo-imperialism or neo-colonialism in more negative terms, “which leverages economic power rather than military force in an informal empire” or means of control other than formal annexation or rule. Of course, that may still involve military force when it needs to, but generally neo-imperialism by definition proposes more subtle or indirect means of coercion or influence.

My own view tends towards that of imperialism without an empire – whether or not the United States has comprised a formal or informal empire, its foreign and military policy has unquestionably been imperialistic, at least at certain times and places.

Foremost among those times and places would be its southern neighbors at, well most times actually, because the United States has been at its shabbiest dealing with Latin America. The Monroe Doctrine may have been anti-imperialist towards European powers in the Americas, but not so much for the United States – indeed, it implies the Americas to be their exclusive sphere.

The influence of the United States extended well beyond the Americas with its rise to world power in the world wars, not least in its system of alliances, in what was (or is) dubbed the American Century – indeed, to a world-encircling extent exceeding even that of the British Empire, which it is frequently portrayed as inheriting or succeeding.

RATING: 5 STARS*****
S-TIER (GOD TIER)

Top Tens – History: Top 10 Empires (Special Mention) (2) Russian & Soviet Empires

Russian Empire by Milenioscuro for Wikipedia “Russian Empire” licensed under https://creativecommons.org/licenses/by-sa/3.0/deed.en

 

(2) RUSSIAN & SOVIET EMPIRES

 

Bizarro European empire and third largest empire by size in history, such that even the residual state of Russia remains the largest nation in the world.

Why bizarro European empire? Well, for one thing, as J.M. Roberts pointed out in Triumph of the West, it’s always been unclear where the West ends going east – and in particular on which side of the line of Western civilization the Russian state falls.

For another, the Russian Empire was distinct from other European empires, but ironically its closest parallel is with the United States, albeit still weirdly so, as Alexis de Tocqueville observed when he presciently predicted them – in 1835! – as the future global powers on parallel but opposing paths:

“There are at the present time two great nations in the world, which started from different points, but seem to tend towards the same end. I allude to the Russians and the Americans. Both of them have grown up unnoticed; and whilst the attention of mankind was directed elsewhere, they have suddenly placed themselves in the front rank among the nations, and the world learned their existence and their greatness at almost the same time.

All other nations seem to have nearly reached their natural limits, and they have only to maintain their power; but these are still in the act of growth. All the others have stopped, or continue to advance with extreme difficulty; these alone are proceeding with ease and celerity along a path to which no limit can be perceived. The American struggles against the obstacles which nature opposes to him; the adversaries of the Russian are men. The former combats the wilderness and savage life; the latter, civilization with all its arms. The conquests of the American are therefore gained with the ploughshare; those of the Russian by the sword. The Anglo-American relies upon personal interest to accomplish his ends, and gives free scope to the unguided strength and common sense of the people; the Russian centres all the authority of society in a single arm. The principal instrument of the former is freedom; of the latter, servitude. Their starting-point is different, and their courses are not the same; yet each of them seems marked out by the will of Heaven to sway the destinies of half the globe.”

The primary distinction with other European empires was that, with one notable exception, the Russian Empire was not a maritime empire. Indeed, it was famously landlocked, with an equally famous strategic policy of seeking unobstructed warm-water ports.

Instead, it was a good old-fashioned territorial empire, expanding eastwards from European Russia across Siberia and central Asia, hence its parallel with the United States and its westward ‘manifest destiny’ or territorial expansion (in both cases to the Pacific).

Unlike the United States, it had more arguable justification in terms of its security against historical invasions of nomadic tribe from the steppes, most famously the Mongols – but like the United States (and unlike European maritime empires), it absorbed and retained its territorial conquests or expansion into itself as a nation.

Ultimately, the Russian empire’s eastward expansion brought it to the Pacific Ocean but more fundamentally, to the borders of an Asian state armed with firearms and robust enough to resist it – Qing China, in its prime and powerful enough to defeat Russia in the Sino-Russian border conflicts of the seventeenth century.

Of course, Qing China famously waned in the nineteenth century, while Russia had grown stronger such that it was again able to make encroachments eastwards, but was confronted by Britain and the new rising power in north-east Asia – Japan.

However the Pacific saw that one notable exception for Russia’s maritime empire – as a latecomer in the first phase of European imperialism in the Americas, most famously claiming Alaska (equally famously bought from them by the United States in 1867) but also extending to California and even Hawaii before receding back.

The Russian Empire also expanded southwards through central Asia, but was again blocked by Britain in the so-called Great Game, as well as more regional empires such as the Ottoman Empire. That saw the southernmost extent of the Russian Empire, which did not scramble for Africa like other European empires and was constrained by its naval limitations from extending elsewhere in Asia.

It also expanded westwards into Europe itself, taking Finland from a waning Sweden and partitioning territory (with Prussia and Austria) from the waning Polish-Lithuanian Commonwealth.

Despite all this, the Russian imperial state came crashing down like the three other great imperial states of Europe brought down by the First World War – Imperial Germany, Austria-Hungary and the Ottoman Empire – but more dramatically or spectacularly as it was succeeded by the world’s first communist state, the Soviet Union.

As a communist state, the Soviet Union styled itself as anti-imperialist, but ironically closely emulated or even exceeded the imperialism of its predecessor – arguably in the tradition of two other states that styled themselves as anti-imperialist as they created empires of their own, the United States and Japan.

Initially Soviet imperialism was limited within the former Russian empire itself, but with its rise to superpower escalated to reclaiming its predecessor’s lost territory and then to extending further than the Russian empire ever did, except across the Pacific to the Americas – starting westward to the heart of Europe with its subject satellite states after the Second World War, opposed by the United States in the Cold War, fulfilling de Tocqueville’s prediction.

It also renewed the Russian sphere of influence in north-east Asia, although that fell afoul of a resurgent China, ironically a rival communist state originally within (and a product of) that influence.

The most dramatic success of Soviet imperialism was when it graduated from the traditional territorial empire of its predecessor to the maritime empire of European empires, ironically as those empires were scrambling out of Africa and elsewhere – indeed expanding its influence under its continued anti-imperial guise of supporting decolonization or ‘liberation’ movements from those empires, with overlapping successes in Cuba, south-east Asia and Africa.

Despite all this – and accelerated by one imperial expedition too many into Afghanistan – the Soviet state came crashing down in the end of the Cold War, but not before President Reagan had famously characterized it as the “evil empire”, an epithet much relished by its east European subjects who in turn revolted against it in its death throes.

RATING: 5 STARS*****
S-TIER (GOD TIER)

Top Tens – History: Top 10 Empires (Special Mention)

 

I introduced my Top 10 Wars of History on the basis that I’ve always found wars a fascinating subject of history, so it’s not surprising that I’ve also always found empires a fascinating subject of history, again from the fortunate perspective of being well removed from the sharp end of them – and have similarly ranked my Top 10 Empires of History.

But I don’t just have a top ten. As usual for my top tens, I have a whole host of special mentions. My usual rule is twenty special mentions – where the subject matter is prolific enough, as it is here – which I suppose would usually make each top ten a top thirty. My special mentions are also where I tend to have some fun with the subject category and splash out with some wilder entries.

Top Tens – History: Top 10 Empires (1) Roman Empire

The Roman Empire under Trajan 117 AD – by Tataryn for Wikipedia “Roman Empire” under license https://creativecommons.org/licenses/by-sa/3.0/

 

(1) ROMAN EMPIRE (753 BC – 1453 AD)

THE Empire. Pax Romana.

“The grandeur that was Rome” – enduring both as empire, and in its influence or legacy.

The empire that set the template for, and defined the concept of, empire in Western civilization. Literally, with the word empire originating in the Latin imperium, as well as the word emperor originating from Latin imperator – with the title of Caesar (from the man himself) as the origin of the German Kaiser and Russian or Slavic Czar.

It may lack the size of other empires but as the saying goes, it’s not the size but what you do with it, and in this case the Roman Empire is distinguished by its sheer endurance, both in the empire itself and in its influence or legacy – “there was once a dream that was Rome”.

The Roman Empire predates the formal institutions of empire founded by Augustus (in the first century BC) – with the Roman Republic as an imperial republic, a recurring political model in Western civilization from the Greek city states, which essentially laid almost all the foundations for Mediterranean supremacy and the empire itself. Hence my starting date as that attributed to the founding of Rome (by legend).

The Republic also saw some of the most definitive events and figures of Roman history – not least Julius Caesar, who lent his name to the title of emperor and is perhaps the figure most identified with the Empire, although it was his heir Augustus who founded it in the wake of Caesar’s assassination. Like a good car salesman, Augustus just slapped the formal institutions of empire on the pretense of authority of the Republic or Senate, and said this baby can fit a millennium and a half in it.

And it did, despite the best efforts of his most notorious heirs, Caligula and Nero, as well as the Year with Four Emperors, to run it off the road in the first century AD. At its peak in the second century under Trajan – second of the so-called Five Good Emperors – it extended from the Atlantic to the Tigris, and from Scotland to the Nile.

However, the Empire’s endurance is showcased not only by its ability to remain intact over such an extent over so long a period, but to rebound from collapse or defeat in a manner unlike the steady decline of most other empires. One of the most remarkable feats was that of rebounding from collapse or at least fragmentation under the emperor Aurelian – in only five years to boot – in the so-called Crisis of the Third Century, when apart from barbarian and Persian invasions, the empire also faced the breakaway Gallic and Palmyrene Empires.

Aurelian probably extended the lifespan of the unified empire by two centuries – although the empire divided itself into western and eastern halves for administration in the fourth century, which arguably favored the eastern half with the better position as the western half slowly crumbled and fell to the barbarians at its gates.

But for sheer endurance, the title has to go to the eastern Roman empire, which history has labelled the Byzantine Empire, which lasted for a millennium past the fall of the western half, including feats of rebounding from defeats that bordered on resurrection. More like Lazarus Empire, amirite?

The first of these remains the greatest, albeit not the most, ah, resurrectionary – under legendary emperor Justinian and his even more legendary general Belisarius, taking a damn good swing at reclaiming the fallen western empire, although in hindsight the Gothic War in Italy was probably a swing too far.

In the end however, the empire suffered one defeat too many – wounded, fatally as it turned out, from the Fourth Crusade that sacked Constantinople in 1204. While it even managed the sort of spirited comeback it had previously, it simply lacked the scale of time or resources to see it through, particularly against a rising rival empire in its prime – the Ottoman Empire, that finally conquered Constantinople in 1453.

As for its enduring legacy, let me count the ways – “language, religion, art, architecture, literature, philosophy, law, and forms of government”. Latin and Greek. Christianity – Catholic and Orthodox, with the former inheriting the capitol, pontifex, many of the trappings, and much of the mystique of the western empire. “The Roman Empire’s afterlife in European cultural and political memory is no less significant and important than its actual physical and temporal power in its height.”

 

The vexillum of the Roman Empire – a red banner with the letters SPQR (the Senate and the People of Rome) in Gold surrounded by a gold wreath hung on a military standard topped by a Roman eagle – by SsolbergJ for Wikipedia “Roman Empire” published under license https://creativecommons.org/licenses/by/3.0/

DECLINE & FALL

And how!

THE decline and fall – they wrote the book on it. Well, actually, that was Edward Gibbon, but you know what I mean.

That “melancholy, long, withdrawing roar, retreating to the breath of the night-wind, down the vast edges drear and naked shingles of the world”.

Even now, the decline and fall of the Roman Empire informs much modern discourse about state failure – from Edward Gibbon onwards, “we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears”.

As decline and fall, it involved the former as much as the latter – the Romans were consistently their own worst enemies, fighting their endless civil wars even with the barbarians at their gates.

There’s just something about the Romans desperately trying to hold one line after another in that “melancholy, long, withdrawing roar” that resonates with me. Indeed, any last stand or waning force often invokes the fall of the Roman Empire, both in history, and in fantasy or science fiction (which often replays it).

THE ROMAN EMPIRE NEVER FELL

On the other hand, the Empire never fell, at least according to P.K. Dick. Or we’re on to our Third or Fourth Rome (or more), going by all the countries that have claimed succession to the Roman Empire. Or at least we’re still living in a Roman world.

THE SUN NEVER SETS

“For these I set no limits, world or time,
But make the gift of empire without end.

Yeah – get some Aeneid into you! Yes – technically the sun did set on the Roman Empire. But the sun never sets on my Roman Empire. Or, more seriously, its legacy – from the global Roman Catholic Church to the republican forms of government adopted in the Americas.

EVIL EMPIRE

Again – and how! Ooo – I’d say crucifixions all round, Flavius!

Friends, Romans, countrymen – you know I love me some Romanitas, but you have to admit the Roman Empire would rank high in a top ten of evil empires. The Romans were absolutely brutal in conquering or enslaving their enemies (or anyone really) and suppressing rebellions or revolts.

Historians might argue over whether they were more brutal than other polities or by the standards of their time – I’ve certainly seen some argue that it was, including one entertaining argument that attributed it to lead poisoning from their water pipes. It certainly is entertaining to imagine the Romans as a bunch of lead-crazed psychos, running around like Patrick Bateman.

But you know you’re evil when people put a pox on your pax – “to plunder, to slaughter, to usurp, they give the lying name of empire; and where they make a desert, they call it peace.” And that was from a Roman, Tacitus, although he put those words in the mouth of a Caledonian chieftain, whether that was apocryphal or otherwise.

Or when Christians – one of the groups repressed by the Romans, even if, almost unique in history, they did manage to pull off their great messianic ghost dance and win, conquering the empire itself – write you into their apocalypse as the Whore of Babylon (even if she is kinda hot), and your emperor (or a weird resurrected zombie version of Nero) as the Beast of the Apocalypse.

RATING: 5 STARS*****
S-TIER (GOD-TIER)